EPSTEIN
page 1 / 291 . OCR, unverified
Dataset10 134
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GHISLAINE MAXWELL- OAP FDG
ACCT.
For the Period 10/1/12 to
Trade Date
Type
Description
Quantity
Per Unit
Amount
Market Cost
Sett '.e Date
Settled Securities Purchased
10/24
Purchase
10/30
STAPLES INC (II 11.2934 711.48 BROKERAGE 1.26
MERRILL LYNCH PIERCE FENNER & SMIT
(ID: 855030-10-2)
63.000
11.313
(712.74)
10/25
10/30
Purchase
STAPLES INC @ 11.41 91.28 BROKERAGE 0.16 RBC
CAPITAL MARKETS CORPORATION (ID: 855030-10-2)
8.000
11.43
-44)
10/25
10/30
Purchase
CLIFFS NATURAL RESOURCES INC et 38A765 115.43
BROKERAGE 0.06 CREDIT SUISSE FIRST BOSTON LLC
(ID: 18683K-10-1)
3.000
38.497
(115.49)
10/25
10/30
Purchase
CUFFS NATURAL RESOURCES INC @ 38.4765 500.19
BROKERAGE 0.26 CREDIT SUISSE FIRST BOSTON LLC
(ID: 18683K-10-i)
13.000
38.496
(500.45)
10/25
10/30
Purchase
PEPSICO INC @ 68.7887 137.58 BROKERAGE 0.04
CREDIT SUISSE FIRST BOSTON LLC (ID: 713448-10-8)
2.000
68.81
(137.62)
10/25
10/30
Purchase
XILINX CORP @ 325027 16251 BROKERAGE 0.10
CREDIT SUISSE FIRST BOSTON LLC (ID: 983919-10-1)
5.000
32522
(162.61)
10/25
10/31
Purchase
STAPLES INC 12 11.3908 523.98 BROKERAGE 1.38 RBC
CAPITAL MARKETS CORPORATION (ID: 855030-10-2)
46.000
11.421
(525.36)
10/25
10/31
Purchase
STAPLES INC G111.3711 648.15 BROKERAGE 1.14
CREDIT SUISSE FIRST BOSTON LLC (ID: 855030-10-2)
57.000
11.391
(649.29)
10/26
10/31
Purchase
PEPSICO INC @ 68.8675 68.87 BROKERAGE 0.02
GOLDMAN SACHS & CO. (ID: 713448-10-8)
1.000
68.89
(68.89)
10/26
10/31
Purchase
STAPLES INC @ 11.3804 580.40 BROKERAGE 1.02
GOLDMAN SACHS & CO. (ID: 855030-10-2)
51.000
11.40
(581.42)
10/26
10/31
Purchase
XILINX CORP @ 32.7583 98.27 BROKERAGE 0.06
GOLDMAN SACHS & CO. (ID: 983919-10-1)
3.000
32.777
(98.33)
Total Settled Securities Purchased
($12,128.16)
JP Morgan
Page 14 of 15
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00049805
SDNY_GM_00319003
EFTA01522287
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METADATA_SOURCE: IMAGES0134
METADATA_FILENAME: EFTA01522288.pdf
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GHISLAINE MAXWELL- OAP FDG ACCT
For the Period 10/1/12 to 10/31/12
Trade Date
Type
Est. Settle Date Selection Method
Description
Per Unit
Rested
Quantity
Amount
Proceeds
Tax Cost
Gain/Loss
Pending Sales, Maturities, Redemptions
10/31
Sale
RAYTHEON CO (ID: 755111-50-7)
11/5
(2.000)
56.412
112.77
(83.70)
29.07 L
10/31
Sale
RAYTHEON CO (ID: 755111-50-7)
(7.000)
56.578
395.90
(292.93)
102.97 L
11/5
Total Pending Sales, Maturities, Redemptions
$508.67
($376.63)
$132.04 L
Trade Date
Est Settle Date Type
Descnption
Quantity
Amount
Market Cost
Per Unit
Pending Securities Purchased
10/31
Purchase
PEPSICO INC (ID: 713448-10-8)
11/5
1.000
69.36
(0937)
10131
Purchase
STAPLES INC (ID: 855030-10-2)
11/5
12.000
11.507
(138.32)
'oral
Purchase
XILINX CORP (ID: 983919-10-1)
11/5
1.000
32.746
(32.77)
10/31
Purchase
STAPLES INC (ID: 855030.10-2)
11/5
3.000
11.547
(34.70)
Total Pending Securities Purchased
($276.16)
JP Morgan
Page 15 of 15
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00049806
SDNY_GM_00319004
EFTA01522288
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Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00049807
SDNY_GM_00319005
EFTA01522289
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METADATA_SOURCE: IMAGES0134
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For the Period 10/1/12 to 10/31/12
Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F
90.22.1).
Bank products and services are offered through JPMorgan Chase Bank. N.A. ("JPMCB') and its banking affiliates. Securities are offered by J.P.Morgan Securities (IC (-JPMS") and, to the extent
noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC").
Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates.
Investment Products: Not FDIC Insured
-No Bank Guarantee
-May Lose Value
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered Investment Advisor. J.P. Morgan will provide a copy of the advisors Form ADV II or brochure upon written request.
These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion,